What's New

Media Releases

10-02-2012  CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing
09-02-2012  Canadian securities regulators modernize rules concerning mutual funds

Commission Notices

Policies

01-02-2012   11-205 National Policy 11-205 Process for Designation of Credit Rating Organization in Multiple Jurisdictions

Commission Rules

01-02-2012   Rule 25-101 Designated Rating Organizations -and- Consequential Amendments - and - Amendments to NI 11-102, NI 41-101, NI 44-101, NI51-102 -and- amendments to Companion Policy 11-102CP Passport System
01-02-2012   Rule 25-101 Designated Rating Organizations

Blanket Orders

Commission Orders

Director's Orders

CSA Notices

CSA 45-401 CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions - Public Consultation - Consultation period is open until February 29, 2012.
CSA Notice of Amendments Notice of Amendments to NI 81-102 MUTUAL FUNDS, Companion Policy 81-102CP, NI 81-106 INVESTMENT FUND CONTINUOUS DISCLOSURE, NI 81-101 MUTUAL FUND PROSPECTUS DISCLOSURE and to NI 41-101 GENERAL PROSPECTUS REQUIREMENTS

Request for Comments

Notice and Request for Comments Proposed Amendments to NI 41-101 General Propsectus Requirments and Companion Policy 41-101CP, NP 41-201 Income Trusts and Other Indirect Offerings, NI 44-101 Short Form Propsectus Distributions and Companion Policy 44-101CP, Companion Policy 44-102CP and NP 47-201 Trading Securities using the Internet and Other Electronic Means. Comment period ends February 23, 2012.

Notice and Request for Comments Proposed Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers - Registration Requirement for Investment Fund Managers. Comment period ends April 10, 2012.

 

Enforcement

Sheito, Allen E. and Woods, Gary A.

 

2010 Enforcement Report

For Investors

IIROC Oversight Review 2009

Oversight Review of the MFDA of Canada

CSA Investor Index 2009 and CSA Investor Index Study 2009

2010 CSA Survey on Retirement and Investing and Executive Summary

Please visit at our new investor website, Before You Invest , and follow our updates on Twitter: B4UInvest