Nova Scotia Securities Commission

Nova Scotia Securities Commission http://www.gov.ns.ca/nssc/ Nova Scotia Securities Commission - What's New en-us Media Release - Cease Trade Order Issued Regarding Keltic Savings Corporation Limited http://www.gov.ns.ca/nssc/docs/nsscpressMay_16_2012(1).pdf http://www.gov.ns.ca/nssc/docs/nsscpressMay_16_2012(1).pdf Keltic Savings Corporation Limited - Order http://www.gov.ns.ca/nssc/docs/Kelticord16052012.pdf http://www.gov.ns.ca/nssc/docs/Kelticord16052012.pdf Media Release - Sanctions Issued Against Robin States http://www.gov.ns.ca/nssc/docs/nsscpressMay_16_2012.pdf http://www.gov.ns.ca/nssc/docs/nsscpressMay_16_2012.pdf Robin States (also known as Gregory Hampton), operating as Infinity Online Investors Group, and Bernadette Bowden(also known as Bernadette States) - Order for Adjournment http://www.gov.ns.ca/nssc/docs/Statesaord16052012.pdf http://www.gov.ns.ca/nssc/docs/Statesaord16052012.pdf Robin States (also known as Gregory Hampton), operating as Infinity Online Investors Group, and Bernadette Bowden(also known as Bernadette States) - Order http://www.gov.ns.ca/nssc/docs/Statesord16052012.pdf http://www.gov.ns.ca/nssc/docs/Statesord16052012.pdf Rule 51-505 http://www.gov.ns.ca/nssc/docs/r51-10516052012.pdf http://www.gov.ns.ca/nssc/docs/r51-10516052012.pdf National Policy 11-203 http://www.gov.ns.ca/nssc/docs/np11-20315052012.pdf http://www.gov.ns.ca/nssc/docs/np11-20315052012.pdf Media Release - Cease Trade Order Issued Against AD Equity Inc. http://www.gov.ns.ca/nssc/docs/nsscpressMay_15_2012.pdf http://www.gov.ns.ca/nssc/docs/nsscpressMay_15_2012.pdf AD Equity Inc. - Order http://www.gov.ns.ca/nssc/docs/ADEquityord15052012.pdf http://www.gov.ns.ca/nssc/docs/ADEquityord15052012.pdf Notice of Multilateral Instrument 51-105 http://www.gov.ns.ca/nssc/CSANotices/csanoticeMI51-105May_10_2012.pdf http://www.gov.ns.ca/nssc/CSANotices/csanoticeMI51-105May_10_2012.pdf Media Release - Canadian securities regulators strengthen over-the-counter rules http://www.gov.ns.ca/nssc/docs/csapressMay_10_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressMay_10_2012.pdf Media Release - Canadian securities regulators grant Designated Rating Organization status under new regulatory framework http://www.gov.ns.ca/nssc/docs/csapressApril_30_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressApril_30_2012.pdf Multilateral CSA Staff Notice 45-309 http://www.gov.ns.ca/nssc/CSANotices/csanotice45-309.pdf http://www.gov.ns.ca/nssc/CSANotices/csanotice45-309.pdf CSA Staff Notice 45-308 http://www.gov.ns.ca/nssc/CSANotices/csanotice45-308.pdf http://www.gov.ns.ca/nssc/CSANotices/csanotice45-308.pdf Media Release - CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions http://www.gov.ns.ca/nssc/docs/csapressApril_26_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressApril_26_2012.pdf Notice of Hearing - Timothy Adams, Lowell Weir and Carol McLaughlin-Weir http://www.gov.ns.ca/nssc/docs/AdamsNOHApril_16_2012.pdf http://www.gov.ns.ca/nssc/docs/AdamsNOHApril_16_2012.pdf Robin States (also known as Gregory Hampton), operating as Infinity Online Investors Group, and Bernadette Bowden(also known as Bernadette States) - STATEMENT OF ALLEGATIONS http://www.gov.ns.ca/nssc/docs/StatesAllegs.pdf http://www.gov.ns.ca/nssc/docs/StatesAllegs.pdf Robin States (also known as Gregory Hampton), operating as Infinity Online Investors Group, and Bernadette Bowden(also known as Bernadette States) - NOTICE OF HEARING http://www.gov.ns.ca/nssc/docs/StatesNOHApril_04_2012.pdf http://www.gov.ns.ca/nssc/docs/StatesNOHApril_04_2012.pdf Maritime Equity Fund - Statement of Allegations http://www.gov.ns.ca/nssc/docs/MaritimeEquityAllegations.pdf http://www.gov.ns.ca/nssc/docs/MaritimeEquityAllegations.pdf Maritime Equity Fund - Notice of Hearing http://www.gov.ns.ca/nssc/docs/MaritimeEquityNOHApril_04_2012.pdf http://www.gov.ns.ca/nssc/docs/MaritimeEquityNOHApril_04_2012.pdf Keltic Savings Corporation Limited - Statement of Allegations http://www.gov.ns.ca/nssc/docs/KelticAllegations.pdf http://www.gov.ns.ca/nssc/docs/KelticAllegations.pdf Keltic Savings Corporation Limited - Notice of Hearing http://www.gov.ns.ca/nssc/docs/KelticNOHApril_11_2012.pdf http://www.gov.ns.ca/nssc/docs/KelticNOHApril_11_2012.pdf Media Release - CSA and IIROC announce the implemenation of a dark liquidity framework in Canada http://www.gov.ns.ca/nssc/docs/csapressApril_13_2012(a).pdf http://www.gov.ns.ca/nssc/docs/csapressApril_13_2012(a).pdf CSA Staff Notice 11-316 http://www.gov.ns.ca/nssc/CSANotices/csanotice11-316.pdf http://www.gov.ns.ca/nssc/CSANotices/csanotice11-316.pdf Request for Comments - CSA Consultation Paper 91-405 http://www.gov.ns.ca/nssc/docs/csapaper91-405.pdf http://www.gov.ns.ca/nssc/docs/csapaper91-405.pdf Media Release - CSA seeks comment on proposed over-the-counter derivatives exemption http://www.gov.ns.ca/nssc/docs/csapressApril_13_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressApril_13_2012.pdf AD Equity Inc. - Notice of Hearing http://www.gov.ns.ca/nssc/docs/AD%20Equity%20NOH%20Apr%204,%202012.pdf http://www.gov.ns.ca/nssc/docs/AD%20Equity%20NOH%20Apr%204,%202012.pdf AD Equity Inc. - Statement of Allegations http://www.gov.ns.ca/nssc/docs/AD%20Equity%20State%20of%20Alleg.pdf http://www.gov.ns.ca/nssc/docs/AD%20Equity%20State%20of%20Alleg.pdf Rule 21-101 (Amendment)and Consequential Amendments http://www.gov.ns.ca/nssc/docs/r21-101CA11042012.pdf http://www.gov.ns.ca/nssc/docs/r21-101CA11042012.pdf Rule 21-101 (Amendment) http://www.gov.ns.ca/nssc/docs/r21-101A11042012..pdf http://www.gov.ns.ca/nssc/docs/r21-101A11042012..pdf Blanket Order 21-502 http://www.gov.ns.ca/nssc/docs/BO21-50211042012.pdf http://www.gov.ns.ca/nssc/docs/BO21-50211042012.pdf Statement of Mandate 2012 - 2013 http://www.gov.ns.ca/nssc/docs/NSSC20122013Mandate.pdf http://www.gov.ns.ca/nssc/docs/NSSC20122013Mandate.pdf Blanket Order No. 62-503 http://www.gov.ns.ca/nssc/docs/bo62-503.pdf http://www.gov.ns.ca/nssc/docs/bo62-503.pdf Blanket Order No. 44-503 http://www.gov.ns.ca/nssc/docs/bo44-503.pdf http://www.gov.ns.ca/nssc/docs/bo44-503.pdf Blanket Order No. 44-502 http://www.gov.ns.ca/nssc/docs/bo44-502.pdf http://www.gov.ns.ca/nssc/docs/bo44-502.pdf CSA Notice 81-320 (Revised) http://www.gov.ns.ca/nssc/CSANotices/csanotice81-320March_30_2012.pdf http://www.gov.ns.ca/nssc/CSANotices/csanotice81-320March_30_2012.pdf CSA Investor Watch - Foreign Currency Exchange (Forex/FX) Trading http://www.gov.ns.ca/nssc/docs/investorwatchMarch_29_2012.pdf http://www.gov.ns.ca/nssc/docs/investorwatchMarch_29_2012.pdf Media Release - CSA Issues Investor Watch Regarding Foreign Currency Exchange (Forex/FX) Trading http://www.gov.ns.ca/nssc/docs/csapressMarch_29_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressMarch_29_2012.pdf Order - Investment Industry Regulatory Organization of Canada (IIROC) http://www.gov.ns.ca/nssc/docs/IIROC%20final%20order280312.pdf http://www.gov.ns.ca/nssc/docs/IIROC%20final%20order280312.pdf Allen E. Sheito and Gary A. Woods - Amended Notice of Hearing http://www.gov.ns.ca/nssc/docs/SheitoANOH26032012.pdf http://www.gov.ns.ca/nssc/docs/SheitoANOH26032012.pdf Decision - Timothy Adams, Lowell Weir and Carol McLaughlin-Weir http://www.gov.ns.ca/nssc/docs/AdamsWeirFinal23032012.pdf http://www.gov.ns.ca/nssc/docs/AdamsWeirFinal23032012.pdf Media Release - Helical Corporation Insider Reporting Decision Issued http://www.gov.ns.ca/nssc/docs/nsscpressMarch_26_2012.pdf http://www.gov.ns.ca/nssc/docs/nsscpressMarc_26_2012.pdf Notice of Amendments - NI 21-101 and NI 23-101 http://www.gov.ns.ca/nssc/CSANotices/noticeamendment21-101.pdf http://www.gov.ns.ca/nssc/CSANotices/noticeamendment21-101.pdf Notice of Cancellation of Pre-Hearing Conference http://www.gov.ns.ca/nssc/docs/SheitoWoodsNOC09032012.pdf http://www.gov.ns.ca/nssc/docs/SheitoWoodsNOC09032012.pdf CSA Press Release - Online fraud awareness campaign confirms investors' vulnerability http://www.gov.ns.ca/nssc/docs/csapressMar_06_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressMar_06_2012.pdf Request for Comment - Joint Notice 23-312 Transparency of Short Selling and Failed Trades http://www.gov.ns.ca/nssc/docs/requestcommentMar_02_2012.pdf http://www.gov.ns.ca/nssc/docs/requestcommentMar_02_2012.pdf CSA Press Release - CSA and IIROC Seek Input on Trade Transparency http://www.gov.ns.ca/nssc/docs/csapressMar_02_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressMar_02_2012.pdf CSA Staff Notice 41-307 - CORPORATE FINANCE PROSPECTUS GUIDANCE http://www.gov.ns.ca/nssc/CSANotices/csanotice41-307.pdf http://www.gov.ns.ca/nssc/CSANotices/csanotice41-307.pdf Knowledge House Inc. - Notice of Hearing of Motion http://www.gov.ns.ca/nssc/docs/KHINoticeMotionFeb_28_2012.pdf http://www.gov.ns.ca/nssc/docs/KHINoticeMotionFeb_28_2012.pdf 2011 Enforcement Report http://www.gov.ns.ca/nssc/docs/EnforcementReport2011.pdf http://www.gov.ns.ca/nssc/docs/EnforcementReport2011.pdf Press Release - CSA Securities Regulators' 2011 Enforcement Report http://www.gov.ns.ca/nssc/docs/csapressFeb_22_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressFeb_22_2012.pdf Order in Council 2012-43 http://www.gov.ns.ca/nssc/docs/OIC_2012-43.pdf http://www.gov.ns.ca/nssc/docs/OIC_2012-43.pdf CSA Notice 52-306 (Revised) http://www.gov.ns.ca/nssc/CSANotices/CSA52-306R17022012.pdf http://www.gov.ns.ca/nssc/CSANotices/CSA52-306R17022012.pdf Rule 81-102 (Amendment) MUTUAL FUNDS and Consequential Amendments http://www.gov.ns.ca/nssc/docs/R81-102A16022012.pdf http://www.gov.ns.ca/nssc/docs/R81-102A16022012.pdf Rule 81-102 (Amendment) MUTUAL FUNDS http://www.gov.ns.ca/nssc/docs/R81-102ACA16022012.pdf http://www.gov.ns.ca/nssc/docs/R81-102ACA16022012.pdf Knowledge House Inc. - Notice of Pre-Hearing Conference http://www.gov.ns.ca/nssc/docs/KHINoticePreHearing2012_Feb_14.pdf http://www.gov.ns.ca/nssc/docs/KHINoticePreHearing2012_Feb_14.pdf CSA Consultation Paper 91-404 http://www.gov.ns.ca/nssc/docs/derivativespaperFeb_10_2012.pdf http://www.gov.ns.ca/nssc/docs/derivativespaperFeb_10_2012.pdf CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing http://www.gov.ns.ca/nssc/docs/csapressFeb_10_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressFeb_10_2012.pdf Notice of and Request for Comment on Proposed Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers http://www.gov.ns.ca/nssc/CSANotices/noticerequestFeb_10_2012.pdf http://www.gov.ns.ca/nssc/CSANotices/noticerequestFeb_10_2012.pdf Notice of Amendments to NI 81-102, Companion Policy 81-102CP, NI 81-106, NI 81-101 and NI 41-101 http://www.gov.ns.ca/nssc/CSANotices/csanoticeNI81-102AmendFeb_09_2012.pdf http://www.gov.ns.ca/nssc/CSANotices/csanoticeNI81-102AmendFeb_09_2012.pdf Canadian securities regulators modernize rules concerning mutual funds http://www.gov.ns.ca/nssc/docs/csapressFeb_09_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressFeb_09_2012.pdf Rule 25-101 Designated Rating Organizations and Consequential Amendments http://www.gov.ns.ca/nssc/docs/R25-101%20CA%2001022012.pdf http://www.gov.ns.ca/nssc/docs/R25-101%20CA%2001022012.pdf Rule 25-101 Designated Rating Organizations http://www.gov.ns.ca/nssc/docs/R25-101%2001022012.pdf http://www.gov.ns.ca/nssc/docs/R25-101%2001022012.pdf NP 11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions http://www.gov.ns.ca/nssc/docs/NP%2011-205%20F%2001022012.pdf http://www.gov.ns.ca/nssc/docs/NP%2011-205%20F%2001022012.pdf CSA Notice NI 25-101 DESIGNATED RATING ORGANIZATIONS Related Policies and Consequential Amendments http://www.gov.ns.ca/nssc/CSANotices/ni%2025-101_csa%20notice.pdf http://www.gov.ns.ca/nssc/CSANotices/ni%2025-101_csa%20notice.pdf CSA Notice NI 25-101 DESIGNATED RATING ORGANIZATIONS Related Policies and Consequential Amendments http://www.gov.ns.ca/nssc/CSANotices/ni%2025-101_csa%20notice.pdf http://www.gov.ns.ca/nssc/CSANotices/ni%2025-101_csa%20notice.pdf Canadian securities regulators adopt regulatory regime for Credit Rating Organizations http://www.gov.ns.ca/nssc/docs/csapressJan_27_2012.pdf http://www.gov.ns.ca/nssc/docs/csapressJan_27_2012.pdf Allen E. Sheito and Gary A. Woods - Statement of Allegations http://www.gov.ns.ca/nssc/docs/SheitoWoodsStateAll05012012%20.pdf http://www.gov.ns.ca/nssc/docs/SheitoWoodsStateAll05012012%20.pdf Allen E. Sheito and Gary A. Woods - Notice of Hearing http://www.gov.ns.ca/nssc/docs/SheitoWoodsNOH05012012.pdf http://www.gov.ns.ca/nssc/docs/SheitoWoodsNOH05012012.pdf Allen E. Sheito and Gary A. Woods - Notice of Pre-Hearing Conference http://www.gov.ns.ca/nssc/docs/SheitoWoodsPHC05012012.pdf http://www.gov.ns.ca/nssc/docs/SheitoWoodsPHC05012012.pdf CSA Notice 13-315 (Revised) - Closed Dates 2012 http://www.gov.ns.ca/nssc/CSANotices/csanotice13-315Jan_06_2012.pdf http://www.gov.ns.ca/nssc/CSANotices/csanotice13-315Jan_06_2012.pdf Knowledge House Limited - Decision http://www.gov.ns.ca/nssc/docs/khidecDec_09_2011.pdf http://www.gov.ns.ca/nssc/docs/khidecDec_09_2011.pdf Rule 31-103 (Amendment) http://www.gov.ns.ca/nssc/docs/R31-103A08122011.pdf http://www.gov.ns.ca/nssc/docs/R31-103A08122011.pdf Knowledge House Limited - Memorandum http://www.gov.ns.ca/nssc/docs/KHImemo29112011.pdf http://www.gov.ns.ca/nssc/docs/KHImemo29112011.pdf Media Release - Canadian Securities Regulators Propose Amendments to "Pre-Marketing" and "Marketing" Propsectus Rules http://www.gov.ns.ca/nssc/docs/csapressNov_25_2011(1).pdf http://www.gov.ns.ca/nssc/docs/csapressNov_25_2011(1) CSA Consultation Paper 91-403 Derivatives: Surveillance and Enforcement http://www.gov.ns.ca/nssc/docs/derivativespaperNov_25_2011.pdf http://www.gov.ns.ca/nssc/docs/derivativespaperNov_25_2011.pdf Media Release - The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement http://www.gov.ns.ca/nssc/docs/csapressNov_25_2011.pdf http://www.gov.ns.ca/nssc/docs/csapressNov_25_2011.pdf Media Release - Canadian Securities Regulators propose enhancement to Scholarship Plan Disclosure http://www.gov.ns.ca/nssc/docs/csapressNov_25_2011(2).pdf http://www.gov.ns.ca/nssc/docs/csapressNov_25_2011(2).pdf CSA Notice of Amendments - NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations http://www.gov.ns.ca/nssc/CSANotices/noticeNI31-103Nov_25_2011.pdf http://www.gov.ns.ca/nssc/CSANotices/noticeNI31-103Nov_25_2011.pdf CSA Notice of Amendments - NP 11-201 - Delivery of Documents by Electronic Means http://www.gov.ns.ca/nssc/CSANotices/csanoticenp11-201Nov_18_2011.pdf http://www.gov.ns.ca/nssc/CSANotices/csanoticenp11-201Nov_18_2011.pdf Notice and Request for Comments - Proposed Amendments to NI 41-101, NI41-201, NI44-101, 44-102CP, NP47-201 http://www.gov.ns.ca/nssc/CSANotices/noticerequestNov_25_2011.pdf http://www.gov.ns.ca/nssc/CSANotices/noticerequestNov_25_2011.pdf Notice and Request for Comments - Scholarship Plan Prospectus Form http://www.gov.ns.ca/nssc/CSANotices/noticerequestNov_25_2011Scholarship.pdf http://www.gov.ns.ca/nssc/CSANotices/noticerequestNov_25_2011Scholarship.pdf Commission Order - Nova Scotia Power Inc. http://www.gov.ns.ca/nssc/docs/NSPIord24112011.pdf http://www.gov.ns.ca/nssc/docs/NSPIord24112011.pdf CSA Staff Consultation Note 45-401 - Review of Minimium Amount and Accredited Investor Exemptions http://www.gov.ns.ca/nssc/CSANotices/CSA%20CP%2045-401%2010112011.pdf http://www.gov.ns.ca/nssc/CSANotices/CSA%20CP%2045-401%2010112011.pdf NP 11-201 - Electronic Delivery of Documents http://www.gov.ns.ca/nssc/docs/np11-201Nov_18_2011.pdf http://www.gov.ns.ca/nssc/docs/np11-201Nov_18_2011.pdf Knowledge House Limited - Notice of Pre-Hearing Conference http://www.gov.ns.ca/nssc/docs/KHInotphc151111.pdf http://www.gov.ns.ca/nssc/docs/KHInotphc151111.pdf Director's Order - Nova Scotia Power Inc. http://www.gov.ns.ca/nssc/docs/NSPIdecisionNov_15_2011.pdf http://www.gov.ns.ca/nssc/docs/NSPIdecisionNov_15_2011.pdf Notice and Request for Comments - Proposed Amendments to NI 54-101 and to NI 51-102 http://www.gov.ns.ca/nssc/CSANotices/csanoticeNI54-101June_17_2011.pdf Canadian Postal Strike Update http://www.gov.ns.ca/nssc/docs/postal%20update%20June%207,%202011.pdf Blanket Order 51-505 - Disruption in Postal Service http://www.gov.ns.ca/nssc/docs/bo%2051-505.pdf Knowledge House Limited - Notice of Hearing - Motion http://www.gov.ns.ca/nssc/docs/KHI%20NOHM020611.pdf Possible Disruption of Canadian Mail Service http://www.gov.ns.ca/nssc/docs/postalstrikeJune_01_2011.pdf Statement of Mandate 2011 - 2012 http://www.gov.ns.ca/nssc/docs/NSSC%202011%202012%20Statement%20of%20Mandate%20final%2023032011.pdf Director's Order - GrowthWorks Atlantic Venture Fund Ltd. http://www.gov.ns.ca/nssc/docs/GrowthWorksDec_10_2010.pdf CSA Staff Notice 58-306 - 2010 Corporate Governance Disclosure Compliance Review http://www.gov.ns.ca/nssc/CSANotices/csanotice58-306.pdf Media Release - Canadian Securities Regulators Release Results of Corporate Governance Disclosure Review http://www.gov.ns.ca/nssc/docs/csapressDec_02_2010.pdf Knowledge House Inc. - Notice of Pre-Hearing Conference http://www.gov.ns.ca/nssc/docs/khinohNov_25_2010.pdf Media Release - Eight Canadian Securities Regulators sign Regulatory Cooperation Arrangement with China's Insurance Regulator http://www.gov.ns.ca/nssc/docs/csapressNov_10_2010.pdf CSA Notice 31-321 - Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of NI 31-103 Registration Requirements and Exemptions http://www.gov.ns.ca/nssc/CSANotices/csanotice31-321.pdf Order - Courtney, Raymond G. http://www.gov.ns.ca/nssc/docs/courtneyrord04112010.pdf Settlement Agreement - Courtney, Raymond G. http://www.gov.ns.ca/nssc/docs/courtneyrsa04112010.pdf Notice of Hearing - ELSIE, Randall http://www.gov.ns.ca/nssc/docs/elsienoh03112010.pdf Media Release - Canadian Securities Regulators Seeks Comments on Proposed Over-the-Counter Derivatives Regulation http://www.gov.ns.ca/nssc/docs/csapressNov_02_2010.pdf CSA Staff Notice 51-333 - Environmental Reporting Guidance http://www.gov.ns.ca/nssc/CSANotices/csanotice51-333.pdf Media Release - Canadian Securities Regulators Publish Additional Guidance on Environmental Disclosure http://www.gov.ns.ca/nssc/docs/csapressOct_27_2010.pdf BO 71-802(Variation) http://www.gov.ns.ca/nssc/docs/bo71-802v18102010.pdf Rule 31-103(Amendment) http://www.gov.ns.ca/nssc/docs/r31-103a18102010.pdf Rule 31-103(Amendment) http://www.gov.ns.ca/nssc/docs/r31-103a18102010.pdf Rule 41-101(Amendment) http://www.gov.ns.ca/nssc/docs/r41-101a18102010.pdf Rule 45-106 (Amendment) http://www.gov.ns.ca/nssc/docs/r45-106a18102010.pdf Rule 81-101 (Amendment) http://www.gov.ns.ca/nssc/docs/r81-101a18102010.pdf Rule 52-801 http://www.gov.ns.ca/nssc/docs/r52-80118102010.pdf Rule 52-109 (Amendment) http://www.gov.ns.ca/nssc/docs/r52-109a18102010.pdf Rule 52-107 (Repeal and Replacement) http://www.gov.ns.ca/nssc/docs/r52-107rr18102010.pdf Rule 52-107 (Repeal and Replacement) and Consequential Amendments http://www.gov.ns.ca/nssc/docs/r52-107rrca18102010.pdf Rule 51-801 (Amendment) http://www.gov.ns.ca/nssc/docs/r51-801a18102010.pdf Rule 51-102 (Amendment) http://www.gov.ns.ca/nssc/docs/r51-102a18102010.pdf Rule 51-101 (Amendment) http://www.gov.ns.ca/nssc/docs/r51-101a18102010.pdf Tri Clean Enterprises Inc. - Order http://www.gov.ns.ca/nssc/docs/TriCleanorderOct_18_2010.pdf Tri Clean Enterprises Inc. - Decision http://www.gov.ns.ca/nssc/docs/TriCleandecisionOct_5_2010.pdf Notice of and Request for Comment on Proposed Amendments to NI 31-103 http://www.gov.ns.ca/nssc/CSANotices/csaIFMnoticeOct_15_2010.pdf CSA Staff Notice 52-327 Certification Compliance Update http://www.gov.ns.ca/nssc/CSANotices/csanotice52-327.pdf Canadian Securities Regulators Observe Moderate Improvement in Issuers' Certification Requirements http://www.gov.ns.ca/nssc/docs/csapressOct_15_2010.pdf CSA Notice of Amendments to NI 51-101 and related and consequential amendments http://www.gov.ns.ca/nssc/CSANotices/csanotice51-101Oct_15_2010.pdf Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure http://www.gov.ns.ca/nssc/docs/csapressOilGasOct_15_2010.pdf Knowledge House Inc. - Notice of Public Documents http://www.gov.ns.ca/nssc/docs/KHINoPOct_14_2010.pdf Knowledge House Inc. - Order http://www.gov.ns.ca/nssc/docs/KHIOrderOct_13_2010.pdf CSA’s ‘Financial Fitness Challenge’ offers Canadian youth a chance to win $2,000 for demonstrating financial smarts http://www.gov.ns.ca/nssc/docs/csapressFeb_17_2010.pdf SEAMARK Asset Management Ltd. - Order http://www.gov.ns.ca/nssc/docs/seamarkFeb_11_2010.pdf NSSC Notice No. 52-702 IFRS Transition Disclosure http://www.gov.ns.ca/nssc/docs/nsscnotice52-702.pdf Canadian Securities Regulators 2009 Enforcement Report http://www.gov.ns.ca/nssc/docs/2009EnforcementReport.pdf Canadian Securities Regulators 2009 Enforcement Report Outlines Efforts to Protect Canadian Investors and Markets http://www.gov.ns.ca/nssc/docs/csapressFeb_01_2010.pdf Canadian Securities Regulators Announce New Insider Reporting Regime http://www.gov.ns.ca/nssc/docs/csapressJan_22_2010.pdf Royal Roads Corp. - Order http://www.gov.ns.ca/nssc/docs/RoyalRoadsOrderDec_29_2009.pdf Royal Roads Corp. - Settlement Agreement http://www.gov.ns.ca/nssc/docs/RoyalRoadsSettlementDec_23_2009.pdf Royal Roads Corp. - Notice of Hearing http://www.gov.ns.ca/nssc/docs/Royal%20Roads%20Notice%20of%20Hearing%20231209.pdf CSA Notice and Request for Comments - Amendments to NI 51-101, Form 51-101F1, Form 51-101F2 and Form 51-101F http://www.gov.ns.ca/nssc/CSANotices/csanotice51-101Dec_18_2009.pdf Canadian Securities Regulators Take Steps to Improve Oil and Gas Disclosure http://www.gov.ns.ca/nssc/docs/csapress51-101Dec_18_2009.pdf Canadian Securities Regulators Publish Responses to Frequently Asked Questions About the New National Registration Regime http://www.gov.ns.ca/nssc/docs/csapress31-313Dec_18_2009.pdf CSA Notice 31-313 - FAQs as of December 18, 2009 http://www.gov.ns.ca/nssc/CSANotices/csanotice31-313.pdf CSA Notice 62-305 Varying the Terms of Take-Over Bids http://www.gov.ns.ca/nssc/CSANotices/csanotice62-305.pdf Connors Bros. Clover Leaf Seafoods Company - Order http://www.gov.ns.ca/nssc/docs/ConnorsBros161209.pdf PMICO Canada Corp. - Order http://www.gov.ns.ca/nssc/docs/PIMCODec_11_2009.pdf Rule 23-102 Use of Client Brokerage Commissions http://www.gov.ns.ca/nssc/docs/rule23-102.pdf Nova Scotia Power Incorporated - Order http://www.gov.ns.ca/nssc/docs/NSPIDec_04_2009.pdf Canaccord Capital Corporation - Order http://www.gov.ns.ca/nssc/docs/CanaccordOrderDec_04_2009.pdf Canaccord Capital Corporation - Settlement Agreement http://www.gov.ns.ca/nssc/docs/CanaccordSettlementNov_30_2009.pdf Desjardins Financial Security Investments Inc. - Order http://www.gov.ns.ca/nssc/docs/DesjardinsOrderDec_04_2009.pdf Desjardins Financial Security Investments Inc. - Settlement Agreement http://www.gov.ns.ca/nssc/docs/DesjardinsSettlementNov_27_2009.pdf Canaccord Capital Corporation - Notice of Hearing http://www.gov.ns.ca/nssc/docs/CanaccordNOHDec_03_2009.pdf IPC Investment Corporation - Order http://www.gov.ns.ca/nssc/docs/IPCOrderNov_30_2009.pdf IPC Investment Corporation - Settlement Agreement http://www.gov.ns.ca/nssc/docs/IPCSettlementNov_25_2009.pdf Desjardins Financial Security Investments Inc. - Notice of Hearing http://www.gov.ns.ca/nssc/docs/DesjardinsNOHNov_27_2009.pdf CSA Notice 45-304 – Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions http://www.gov.ns.ca/nssc/CSANotices/csanotice45-304Nov_27_2009.pdf IPC Investment Corporation - Notice of Hearing http://www.gov.ns.ca/nssc/docs/IPC_NOH_Nov_25_2009.pdf CSA Notice 51-331 – Report on Staff’s Review of Executive Compensation Disclosure http://www.gov.ns.ca/nssc/CSANotices/csanotice51-331.pdf CSA Notice 51-330 Guidance Regarding the Application of Forward-looking Information Requirements under National Instrument 51-102 Continuous Disclosure Obligations http://www.gov.ns.ca/nssc/CSANotices/csanotice51-330.pdf Rule 23-101 (Amendment) TRADING RULES http://www.gov.ns.ca/nssc/docs/AmendRule23-101Nov_13_2009.pdf Rule 21-101 (Amendment) MARKETPLACE OPERATION http://www.gov.ns.ca/nssc/docs/AmendRule21-101Nov_13_2009.pdf CSA Notice of Amendments to NI 21-101 MARKETPLACE OPERATION and NI 23-101 TRADING RULES http://www.gov.ns.ca/nssc/CSANotices/csanotice21-101_23-101Nov_13_2009.pdf Canadian Securities Regulators Enact Order Protection Rule to Maintain Integrity of Multiple Marketplaces http://www.gov.ns.ca/nssc/docs/csapressNov_13_2009(A).pdf CSA Notice 58-305 - Status Report on the proposed Changes to the Corporate Governance Regime http://www.gov.ns.ca/nssc/CSANotices/csanotice58-305.pdf Canadian Securities Regulators to maintain current corporate governance regime http://www.gov.ns.ca/nssc/docs/csapressNov_13_2009.pdf Notice and Request for Comment - Proposed Amendments to NI 24-101 INSTITUTIONAL TRADE MATCHING AND SETTLEMENT and Companion Policy 24-101CP http://www.gov.ns.ca/nssc/CSANotices/csanotice24-101Oct_30_2009.pdf Notice and Request for Comment - Proposed Amendments to NI 31-103 REGISTRATION REQUIREMENTS AND EXEMPTIONS, Companion Policy 31-103CP and Proposed Amendments to NI 33-109 REGISTRATION INFORMATION http://www.gov.ns.ca/nssc/CSANotices/csanotice31-103IFRSOct_23_2009.pdf Canadian Securities Regulators Prepare for Changes to Investment Fund Disclosure Resulting from International Financial Reporting Standards http://www.gov.ns.ca/nssc/docs/csapressOct_16_2009.pdf Notice and Request for Comments - Proposed Amendments to NI 81-106 INVESTMENT FUND CONTINUOUS DISCLOSURE http://www.gov.ns.ca/nssc/CSANotices/csanotice81-106Oct_16_2009.pdf CSA Notice and Request for Comments - Proposed Amendments to NI 45-106 PROSPECTUS AND REGISTRATION EXEMPTIONS http://www.gov.ns.ca/nssc/CSANotices/csanotice45-106IFRSOct_16_2009.pdf New Program for Parents and Teachers http://www2.makeitcountonline.ca/csa/parents/ Make It Count Media Centre http://bcg.ca/media_centre/csa/ Clarke Inc. and Geosam Investments Limited - Order http://www.gov.ns.ca/nssc/docs/ClarkeOrderOct_09_2009.pdf Clarke Inc. and Geosam Investments Limited - Settlement Agreement http://www.gov.ns.ca/nssc/docs/ClarkeSettlementOct_09_2009.pdf NOTICE OF PROPOSED AMENDMENTS TO NATIONAL INSTRUMENT 81-101 MUTUAL FUND PROSPECTUS DISCLOSURE AND FORM 81-101F2 CONTENTS OF ANNUAL INFORMATION FORM AND TO NATIONAL INSTRUMENT 41-101 GENERAL PROSPECTUS REQUIREMENTS AND FORM 41-101F2 INFORMATION REQUIRED IN AN INVESTMENT FUND PROSPECTUS http://www.gov.ns.ca/nssc/CSANotices/csanotice81-10141-101Oct_09_2009.pdf Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions http://www.gov.ns.ca/nssc/docs/csapressOct_06_2009.pdf Canadians still not putting investing knowledge into practice, national study reveals http://www.gov.ns.ca/nssc/docs/csapressOct_05_2009.pdf CSA Investors Index Study 2009 http://www.gov.ns.ca/nssc/docs/CSA%20Investor%20Index%202009%20Executive%20Summary.pdf CSA Investors Index 2009 http://www.gov.ns.ca/nssc/docs/CSA%20Investor%20Index%202009.pdf CSA/IIROC CONSULTATION PAPER 23-404 DARK POOLS, DARK ORDERS, AND OTHER DEVELOPMENTS IN MARKET STRUCTURE IN CANADA http://www.gov.ns.ca/nssc/docs/ConsultationPaperSept_29_2009.pdf Notice of Hearing - CLARKE INC. and GEOSAM INVESTMENTS LIMITED http://www.gov.ns.ca/nssc/docs/noticeofhearingSept_28_2009.pdf National Registration Regime Implemented: Canadian Securities Regulators Announce New Registration Rules and Streamlined Process for Dealers and Advisers http://www.gov.ns.ca/nssc/docs/csapressSept_28_2009.pdf CSA Notice and Request for Comments - PROPOSED NATIONAL INSTRUMENT 52-107 ACCEPTABLE ACCOUNTING PRINCIPLES AND AUDITING STANDARDS AND COMPANION POLICY 52-107CP ACCEPTABLE ACCOUNTING PRINCIPLES AND AUDITING STANDARDS AND PROPOSED AMENDMENTS TO NATIONAL INSTRUMENT 14-101 DEFINITIONS http://www.gov.ns.ca/nssc/CSANotices/csanotice52-107sept_25_2009.pdf Canadian Securities Regulators prepare for upcoming changeover to International Financial Reporting Standards http://www.gov.ns.ca/nssc/docs/csapressSept_25_2009.pdf Annual Accountability Report for the Fiscal Year 2008-2009 http://www.gov.ns.ca/nssc/docs/Accountability%20Report%2020090309.pdf CSA Notice 52-325 Certification Compliance Review http://www.gov.ns.ca/nssc/CSANotices/csanotice52-325.pdf Canadian Securities Regulators Announce Results of Certification Compliance Review http://www.gov.ns.ca/nssc/docs/csapressSept_11_2009.pdf Stegent Equity Advisors, Inc. - Order http://www.gov.ns.ca/nssc/docs/StegentOrder190809.pdf Publicover, Taura Irene - Order http://www.gov.ns.ca/nssc/docs/PublicoverOrderAug_13_09.pdf Publicover, Taura Irene - Settlement Agreement http://www.gov.ns.ca/nssc/docs/PublicoverSA130809.pdf Publicover, Taura Irene - Notice of Hearing http://www.gov.ns.ca/nssc/docs/Publicover%20Notice%20of%20Hearing%20110809.pdf Canadian Securities Regulators Outline Requirements for Exempt Market Dealers http://www.gov.ns.ca/nssc/docs/csapressAug_07_2009.pdf Investors Group Financial Services Inc. - Order http://www.gov.ns.ca/nssc/docs/InvestorsGroupOrder060809.pdf Investors Group Financial Services Inc. - Settlement Agreement http://www.gov.ns.ca/nssc/docs/InvestorsGroupSA060809.pdf Blanket Order 15-502 - The Issuance of a Summons or a Notice to Produce Documents and Things http://www.gov.ns.ca/nssc/docs/bo15-502.pdf IOSCO identity jeopardized - SECURITIES COMMISSION CAUTIONS INVESTORS ABOUT THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSION http://www.gov.ns.ca/nssc/docs/nsscpressJuly_28_2009.pdf CSA Staff Notice 51-312 (Revised) Harmonized Continuous Disclosure Review Program http://www.gov.ns.ca/nssc/CSANotices/csanotice51-312RevisedJuly_24_2009.pdf CSA Staff Notice 51-329 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2009 http://www.gov.ns.ca/nssc/CSANotices/csanotice51-329.pdf Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2009 http://www.gov.ns.ca/nssc/docs/csapressJuly_24_2009.pdf Blanket Order 45-516 http://www.gov.ns.ca/nssc/docs/bo45-516.pdf Blanket Order 31-506 http://www.gov.ns.ca/nssc/docs/bo31-506.pdf Blanket Order 31-505 (Amendment) http://www.gov.ns.ca/nssc/docs/bo31-505AmendJuly_15_2009.pdf Rule 45-106 (Repeal and Replacement) http://www.gov.ns.ca/nssc/docs/rule45-106RRJuly_17_2009.pdf Rule 33-109 (Repeal and Replacement) http://www.gov.ns.ca/nssc/docs/rule33-109RRJuly_15_2009.pdf Rule 33-102 (Revocation) http://www.gov.ns.ca/nssc/docs/rule33-102July_17_2009.pdf Rule 31-801 Implementing NI 31-103 http://www.gov.ns.ca/nssc/docs/rule31-801.pdf Rule 31-502 (Revocation) http://www.gov.ns.ca/nssc/docs/rule31-502July_17_2009.pdf Rule 31-501 (Revocation) http://www.gov.ns.ca/nssc/docs/rule31-501July_17_2009.pdf Rule 31-103 Registration Requirements and Exemptions http://www.gov.ns.ca/nssc/docs/rule31-103.pdf Rule 31-103 Registration Requirements and Exemptions http://www.gov.ns.ca/nssc/docs/rule31-103.pdf Rule 31-103 and Consequential Amendments http://www.gov.ns.ca/nssc/docs/rule31-103consequentialamendmentsJuly_17_2009.pdf Rule 31-101 (Revocation) http://www.gov.ns.ca/nssc/docs/rule31-101RevJuly_15_2009.pdf Rule 11-102 (Amendment) http://www.gov.ns.ca/nssc/docs/rule11-102AmendJuly_15_2009.pdf Rule 11-101 (Revocation) http://www.gov.ns.ca/nssc/docs/rule11-101July_17_2009.pdf Notice No. 45-709 RULE 45-106 (REPEAL AND REPLACEMENT)PROSPECTUS AND REGISTRATION EXEMPTIONS AND CSA STAFF NOTICES 45-302 AND 45-305 http://www.gov.ns.ca/nssc/docs/notice45-709.pdf Notice No. 31-704 Rule 31-103 Registration Requirements and Exemptions and Nova Scotia Consequential Amendments http://www.gov.ns.ca/nssc/docs/notice31-704.pdf Investors Group Financial Services Inc. - Notice of Hearing http://www.gov.ns.ca/nssc/docs/Investors%20Notice%20of%20Hearing%20July_15_2009.pdf Canadian Securities Regulators Implement a New National Registration Regime http://www.gov.ns.ca/nssc/docs/csapressJuly_17_2009(2).pdf Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions http://www.gov.ns.ca/nssc/docs/csapressJuly_17_2009.pdf International Financial Reporting Standards and Registrants http://www.gov.ns.ca/nssc/CSANotices/csanotice33-314.pdf SEDAR Regulatory Fee Guide http://www.securities-administrators.ca/fee_guide.aspx?id=800 Canadian Securities Regulators Launch Online Fee Guide http://www.gov.ns.ca/nssc/docs/csapressJuly_02_2009.pdf Getta, Alexander - Order dated June 22, 2009 http://www.gov.ns.ca/nssc/docs/GettaOrderJune_22_2009.pdf Getta, Alexander - Settlement Agreement Approved June 22, 2009 http://www.gov.ns.ca/nssc/docs/GettaSettlementJune_22_2009.pdf MFDA - Proposed Amendments to MFDA Rule 2.4.1 (Payment of Commissions to Unreegistered Corporation) http://www.gov.ns.ca/nssc/docs/MFDARuleAmendmentJune_19_2009.pdf CSA Press Release - Canadian Securities Regulators Take Steps to Improve Mutual Fund Disclosure for Investors http://www.gov.ns.ca/nssc/docs/csapressJune_19_2009.pdf CSA Staff Notice 31-311 Proposed NI 31-103 REGISTRATION REQUIREMENTS AND EXEMPTIONS - Transition into the New Registration Regime http://www.gov.ns.ca/nssc/CSANotices/csanotice31-311.pdf Notice of Hearing - Alexander Getta http://www.gov.ns.ca/nssc/docs/NOH_Getta_May_29_2009.pdf CSA Notice 52-324 Issues relating to changeover to International Financial Reporting Standards http://www.gov.ns.ca/nssc/CSANotices/csanotice52-324May_21_2009.pdf Union Securities Ltd. - Order http://www.gov.ns.ca/nssc/docs/UnionOrderMay_14_2009.pdf Union Securities Ltd. - Settlement Agreement http://www.gov.ns.ca/nssc/docs/UnionSettlementMay_04_2009.pdf Union Securities Ltd. - Notice of Hearing http://www.gov.ns.ca/nssc/docs/noticeofhearingUnionSecuritiesMay_06_2009.pdf Nova Scotia Securities Commission Business Plan 2009 - 2010 http://www.gov.ns.ca/nssc/docs/businessplan2009_2010.pdf Commission Order - Union Securities Ltd. http://www.gov.ns.ca/nssc/docs/unionsecuritiesMay_06_2009.pdf Investor Watch - NOVA SCOTIA SECURITIES COMMISSION CAUTIONS INVESTORS ABOUT FIRMS USING SIMILAR NAMES TO FORMER REGISTRANTS http://www.gov.ns.ca/nssc/docs/investorwatchMay_05_2009.pdf Notice 11-707 Rule 11-503 Amendments to the Fees Schedules in the General Securities Rules http://www.gov.ns.ca/nssc/docs/notice11-707.pdf Commission Order - Advanced Primary Minerals Corporation http://www.gov.ns.ca/nssc/docs/advancedprimaryApril_15_2009.pdf Rule 11-503 Amendments to the Fees Schedules in the General Securities Rules http://www.gov.ns.ca/nssc/docs/rule11-503April_08_2009.pdf CSA increases financial literacy among youth with "Financial Fitness Challenge" http://www.gov.ns.ca/nssc/docs/csapressApril_14_2009.pdf Bill Slattery appointed Director of Securities http://www.gov.ns.ca/nssc/docs/nsscpressApril_03_2009.pdf Terms of CSA Chair and Vice-Chair Renewed http://www.gov.ns.ca/nssc/docs/csapressMarch_30_2009.pdf CSA Offers New Fraud Prevention Resources for Investors http://www.gov.ns.ca/nssc/docs/csapressMarch_10_2009.pdf Commission Order - Loomis, Sayles & Company, L.P. http://www.gov.ns.ca/nssc/docs/LoomisOrderMarch_04_2009.pdf "Boiler room" scams Could you be vulnerable? http://www.gov.ns.ca/nssc/docs/boilerroomscamMar_1_2009.pdf CSA Notice 51-327 OIL AND GAS DISCLOSURE: RESOURCES OTHER THAN RESERVES DATA http://www.gov.ns.ca/nssc/CSANotices/csanotice51-327.pdf CSA Notice 13-315 Securities Regulatory Authority Closed Dates 2009 http://www.gov.ns.ca/nssc/CSANotices/csanotice13-315Feb_27_2009.pdf Commission Order - Homburg Invest Inc. http://www.gov.ns.ca/nssc/docs/HomburgOrderFeb_25_2009.pdf CSA Notice 11-312 NATIONAL NUMBERING SYSTEM http://www.gov.ns.ca/nssc/CSANotices/csanotice11-312.pdf Commission Order - Union Securities Ltd. http://www.gov.ns.ca/nssc/docs/unionFeb_04_2009.pdf Canadian Youth Invited to Take Part in ‘Financial Fitness Challenge’ Contest http://www.gov.ns.ca/nssc/docs/csapressFeb_02_2009.pdf CSA's 2008 Enforcement Report http://www.gov.ns.ca/nssc/docs/csaenforcementreport_2008.pdf Canadian Securities Regulators Release Report on Enforcement Activites for 2008 http://www.gov.ns.ca/nssc/docs/csapressJan_29_2009.pdf Nova Scotia Court of Appeal Citation: Electronic Benefits Inc. v. Nova Scotia (Securities Commission) http://www.gov.ns.ca/nssc/docs/StucklessCourtofAppealJan_23_2009.pdf CSA Staff Notice 51-328 - Continuous Disclosure Considerations Related to Current Economic Conditions http://www.gov.ns.ca/nssc/CSANotices/csanotice51-328.pdf CSA Press Release - Canadian Securities Regulators Remind Issuers of Disclosure Obligations in light of Current Market Conditions http://www.gov.ns.ca/nssc/docs/csapressJan_08_2009.pdf CSA Notice - Notice of National Policy 11-204 Process for Registration in Multiple Jurisdictions and Amendments to Multilateral Instrument 11-102 Passport System, Companion Policy 11-102CP Passport System, National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions http://www.gov.ns.ca/nssc/CSANotices/csanoticeNP11-204.pdf CSA Notice - REQUEST FOR COMMENT PROPOSED REPEAL AND REPLACEMENT OF NATIONAL POLICY 58-201 CORPORATE GOVERNANCE GUIDELINES, NATIONAL INSTRUMENT 58-101 DISCLOSURE OF CORPORATE GOVERNANCE PRACTICES, AND NATIONAL INSTRUMENT 52-110 AND COMPANION POLICY 52-110CP AUDIT COMMITTEES http://www.gov.ns.ca/nssc/CSANotices/csanoticeNP58-201NP58-101NI52-110.pdf CSA Press Release - Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions http://www.gov.ns.ca/nssc/docs/csapressDec_19_2008(1).pdf CSA Press Release - Canadian Securities Regulators Seek Comments on Revised Corporate Governance and Audit Committee Regimes http://www.gov.ns.ca/nssc/docs/csapressDec_19_2008.pdf Commission Order - Jennings Capital Inc. http://www.gov.ns.ca/nssc/docs/jenningsDec_17_2008.pdf Commission Order - Manning & Napier Advisors, Inc. http://www.gov.ns.ca/nssc/docs/manningnapierDec_17_2008.pdf CSA Notice and Request for Comment - Proposed National Instrument 55-104 Insider Reporting Requirements and Exemptions, Companion Policy 55-104CP Insider Reporting Requirements and Exemptions and related consequential amendments http://www.gov.ns.ca/nssc/CSANotices/csanoticeNI55-104.pdf CSA Press Release - Canadian Securities Regulators Propose Changes to Insider Reporting Regime http://www.gov.ns.ca/nssc/docs/csapressDec_18_2008.pdf Commission Order - THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (the MFDA) http://www.gov.ns.ca/nssc/docs/MFDAorderDec_16_2008.pdf CSA Notice 11-310 WITHDRAWAL OF CSA NOTICES http://www.gov.ns.ca/nssc/CSANotices/csanotice11-310.pdf Commission Order - Atlantic Industrial Minerals Inc. and Municipal Capital Incorporated http://www.gov.ns.ca/nssc/docs/orderatlanticindustrial041208.pdf CSA Notice 31-309 PROPOSED NATIONAL INSTRUMENT 31-103 REGISTRATION REQUIREMENTS AND PROPOSED COMPANION POLICY 31-103CP REGISTRATION REQUIREMENTS http://www.gov.ns.ca/nssc/docs/csanotice31-309141108.pdf Director's Order - Bell Aliant Regional Communications, Limited Partnership http://www.gov.ns.ca/nssc/docs/Bell%20Aliant%20Conformed%20Nov_06_2008.pdf Commission Order - Union Securities Ltd. http://www.gov.ns.ca/nssc/docs/UnionSecuritiesOct_29_2008.pdf Director's Order - GrowthWorks Atlantic Venture Fund Ltd. http://www.gov.ns.ca/nssc/docs/GrowthWorksOct_27_2008.pdf CSA Notice 81-318 - Request for Comment on Framework 81-406 Point of sale disclosure for mutual funds and segregated funds http://www.gov.ns.ca/nssc/CSANotices/csanotice81-318.pdf Media Release - Joint Forum - Proposed new disclosure regime will provide more meaningful fund information to Canadian investors http://www.gov.ns.ca/nssc/docs/jointforumpressRevisedOct_24_2008.pdf CSA Notice - Notice of Proposed Amendments to NI 21-101 MARKETPLACE OPERATION and NI 23-101 TRADING RULES http://www.gov.ns.ca/nssc/CSANotices/csanoticeNI21-101NI23-101.pdf Media Release - Canadian Regulators Seek Input on Proposed Trade-through Protection Rule http://www.gov.ns.ca/nssc/docs/csapressOct_17.pdf Rule 51-102 (Amendment) Form 51 -1 02F6 Statement of Executive Compensation (in respect of financial years ending on or after December 31,2008) and Consequential amendments to National Instrument 51-102, Form 51-102F5 and Form 51-102F6, which came into force on March 30, 2004, as amended http://www.gov.ns.ca/nssc/docs/rule51-102amendOct_15_2008.pdf Media Release - NSSC - Investors Cautioned Against Making Sudden Decisions Amid Market Crisis http://www.gov.ns.ca/nssc/docs/nsscpressOct_09_2008.pdf Commission Order - The Canadian Investor Protection Fund - Amendment and Restatement of Approval Order http://www.gov.ns.ca/nssc/docs/CIPFApprovalOrderOct_08_2008.pdf Commission Order - HSBC Securities (Canada) Inc. http://www.gov.ns.ca/nssc/docs/HSBCOct_08_2008.pdf Media Release - Canadian securities regulators caution investors to avoid uninformed investment decisions during market ups and downs http://www.gov.ns.ca/nssc/docs/csapressOct_08_2008.pdf Media Release - Canadian Securities Regulators Release Proposals in Response to the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada http://www.gov.ns.ca/nssc/docs/csapressOct_06_2008.pdf Commission Order - Victory Capital Managment Inc. http://www.gov.ns.ca/nssc/docs/VictoryCapitalOct_01_2008.pdf Commission Order - optionsXpress Canada Corp. http://www.gov.ns.ca/nssc/docs/OptionsXpressSept_24_2008.pdf Media Release - Canadian Securities Regulators Respond to Current Capital Market Events http://www.gov.ns.ca/nssc/docs/csapressSept_26_2008.pdf Order in Council 2008-495 dated Sept. 23/08 proclaiming Sections 2, 3, 4, 5, 13, 15, 16, 17, 19, 20 and 21 of Chapter 32 of the Acts of 2008, An Act to Amend Chapter 418 of the Revised Stratues, 1989, the Securities Act into force on and not before September 30/08. http://www.gov.ns.ca/nssc/docs/oic2008-495.pdf Rule 52-109(Repeal and Relacement) and NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings http://www.gov.ns.ca/nssc/docs/rule52-109Sept_24_2008.pdf Blanket Order 52-502 - Rule 52-109 (Repeal and Relacement) and NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings http://www.gov.ns.ca/nssc/docs/bo52-502.pdf Media Release - Canadian Securities Regulators Support Temporary Order Issued by OSC Prohibiting Short Selling http://www.gov.ns.ca/nssc/docs/csapressSept_19_2008.pdf CSA Notice - Form 51-102F6 STATEMENT OF EXECUTIVE COMPENSATION and Consequential Amendments http://www.gov.ns.ca/nssc/CSANotices/csanotice51-102f6.pdf In respect of financial years ending on or after December 31, 2008 Media Release - Canadian Securities Regulators Implement Improvements to Executive Compensation Disclosure http://www.gov.ns.ca/nssc/docs/csapressSept_18_2008.pdf Frequently Asked Questions http://www.gov.ns.ca/nssc/docs/FAQCEDIF.pdf FAQs to assist CEDIF participants in understanding and applying the CEDC Regulations Blanket Order 45-515 Form 1 Offering Document of the Community Economic-Development Corporations Regulations http://www.gov.ns.ca/nssc/docs/bo45-515.pdf CSA Notice 33-313 http://www.gov.ns.ca/nssc/CSANotices/csanotice33-313.pdf International Financial Reporting Standards and Registrants Blanket Order No. 12-501 Management Cease Trade Orders under NP 12-203 Cease Trade Orders for Continuous Disclosure Defaults http://www.gov.ns.ca/nssc/docs/bo12-501.100908.pdf Canadian Regulators to Host XBRL Panel Discussion http://www.gov.ns.ca/nssc/docs/csapressXBRLSept_05_2008.pdf 05-09-2008 / Media Release Commission Order http://www.gov.ns.ca/nssc/docs/orderbuchansdecision190808.pdf 28-08-2008 / Buchans River Ltd. - Not a Reporting Issuer National Policy 12-203 CEASE TRADE ORDERS FOR CONTINUOUS DISCLOSURE DEFAULTS http://www.gov.ns.ca/nssc/docs/np12-203Sept_01_2008.pdf 29-08-2008 / NP 12-203 comes into force on September 1, 2008 Joint Notice and Request for Comment of Certain Recognizing Regulators of the Mutual Fund Dealers Association of Canada - Application to Amend Recognition Orders http://www.gov.ns.ca/nssc/CSANotices/jointMFDANoticeAug_29_2008.pdf 29-08-2008 CSA Notice 46-305 http://www.gov.ns.ca/nssc/CSANotices/csanotice46-305updateAug_29_2008.pdf 29-08-2008 / Second update on Principal Protected Notes (PPNs) Commission Order http://www.gov.ns.ca/nssc/docs/thinkorswimorder190808.pdf 20-08-2008 / thinkorswim Canada Inc. Commission Order http://www.gov.ns.ca/nssc/docs/ordercst140808.pdf 14-08-2008 / CST Consultants Inc. CSA Notice 51-326 http://www.gov.ns.ca/nssc/CSANotices/csanotice51-326.pdf 13-08-2008 / Continuous Disclosure Review Program Activities for Fiscal 2008 Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2008 http://www.gov.ns.ca/nssc/docs/csapressAug_13_2008.pdf 13-08-2008 / MEDIA RELEASE Canadian regulators seek comment on extension of passport system to registration http://www.gov.ns.ca/nssc/docs/csapressJuly_18_2008.pdf 18-07-2008 / MEDIA RELEASE CSA Notice 11-204 http://www.gov.ns.ca/nssc/CSANotices/csanotice11-204.pdf 18-07-2008 / Notice and Request for Comment - Proposed NP 11-204 Process for Registration in Multiple Jurisdictions Proposed, Amendments to MI 11-102 Passport System, Companion Policy 11-102CP, NP 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, and NP 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions and Other Related Amendments Securities Act http://www.gov.ns.ca/nssc/docs/actJuly_11_2008.pdf 11-07-2008 / Amendments to the Securities Act (Chapter 32 of the Acts of 2008) CSA Notices http://www.gov.ns.ca/nssc/CSANotices/csanotice52-322.pdf 11-07-2008 / CSA Notice 52-322 - Status of Proposed Repeal and Replacement of MI 52-109 Certification of Disclosue in Issuers' Annual and Interim Filings CSA Notices http://www.gov.ns.ca/nssc/CSANotices/csanotice52-321.pdf 27-06-2008 / CSA Notice 52-321 - Early adoption of International Financial Reporting Standards, use of US GAAP and reference to IFRS-IASB Commission Rules http://www.gov.ns.ca/nssc/docs/rule81-106amendJune_25_2008.pdf 25-06-2008 / Amendments to NI 81-106 Investment Fund Continuous Disclosure, Form 81-106F1, Companion Policy 81-106CP and Related Consequential Amendments CSA Notices http://www.gov.ns.ca/nssc/CSANotices/csanoticeBestExecutionJune_20_2008.pdf 20-06-2008 / Canadian Securities Administrators Notice on Best Execution - Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules Enforcement http://www.gov.ns.ca/nssc/docs/3062809tcto060508.pdf 05-06-2008 / Temporary Cease Trade Order - 3062809 NOVA SCOTIA LIMITED, WORLD OF WISDOM PUBLISHING HOUSE, TERRA FIRIIVlA PUBLICATIONS INCORPORATED, RONALD GEORGE DAVIS AND LAURIE HARRIETT DAVIS Commission Notices http://www.gov.ns.ca/nssc/docs/noticeofapprovaliiroc300508.pdf 30-05-2008 / Notice of Approval - Recognition of the Investment Industry Regulatory Organization of Canada (IIROC) Media Release http://www.gov.ns.ca/nssc/docs/CSA_%20IOSCOpressMay_%2029_2008.pdf 29-05-2008 / CSA - Canadian Regulators Active Participants on IOSCO Task Forces Media Release http://www.gov.ns.ca/nssc/docs/SEC_CSApressMay_29_2008.pdf 29-05-2008 / SEC/CSA - Schedule Announced for Completion of U.S.-Canadian Mutual Recognition Process Agreement Commission Orders http://www.gov.ns.ca/nssc/docs/bwfoundersdecdoc230508.pdf 23-05-2008 / BW Founders Holdco Inc. CSA Notices http://www.gov.ns.ca/nssc/CSANotices/Joint%20Notice.DOC.pdf 23-05-2008 / Joint Notice and Request for Comment Mutual Fund Dealers Association of Canada Application for Amendment and Restatement of its Recognition Orders and Application to Amend the Definition of "Public Director" in its By-law No. 1. Comment Period ends June 23, 2008. Commission Orders http://www.gov.ns.ca/nssc/docs/orderebi150508.pdf 15-05-2008 / EBI ELECTRONIC BENEFITS INC., ADVANTAGE FINANCIAL GROUP INC. and EVERETT R. STUCKLESS CSA Notices http://www.gov.ns.ca/nssc/CSANotices/csanotice52-320.pdf 13-05-2008 / CSA Staff Notice 52-320 - Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards Fee Schedule http://www.gov.ns.ca/nssc/feeschedule.htm 12-05-2008 / New fee schedule Rules http://www.gov.ns.ca/nssc/docs/secregsMay_12_2008.pdf 12-05-2008 / The General Securities Rules (consolidated to May 12/08) Commission Notices http://www.gov.ns.ca/nssc/docs/notice11-706070508.pdf 07-05-2008 / Notice 11-706 Re: Rule 11-502 AMENDMENTS TO THE GENERAL SECURITIES RULES Blanket Order http://www.gov.ns.ca/nssc/docs/bo11-501070508.pdf 07-05-2008 / BO 11-501 Re: Rule 11-502 AMENDMENTS TO THE GENERAL SECURITIES RULES and Banket Order Nos. 41-502 and 62-501 Commission Order http://www.gov.ns.ca/nssc/docs/rulingsimnal070508.pdf 07-05-2008 / Schroder Investment Management North America Limited Commission Order http://www.gov.ns.ca/nssc/docs/rulingsimnai070508.pdf 07-05-2008 / Schroder Investment Management North America Inc. Commission Order http://www.gov.ns.ca/nssc/docs/decisionfpresources010508.pdf 01-05-2008 / FP Resources Limited