Rules
- The General Securities Rules (Consolidated to Sept. 28, 2009 including the Fee Schedule and the Forms)
- General Rules of Practice and Procedure;
- Conflict of Interest Rules
Search Results
Records
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| Category: | Number: | Rule: | DD/MM/YY: |
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| 8 | 81-802 | Rule 81-802 - Implementing National Instrument 81-107 Independent Review Committee for Investment Funds | 06-12-2006 |
| GSR | GSR-1 | Rule GSR-1 Annual Co-operative Report of Exempt Distributions | 19-09-2002 |
Records
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Category Legend
- CATEGORY 1 - Procedure and Related Matters
- CATEGORY 2 - Certain Capital Market Participants
- CATEGORY 3 - Registration Requirements and Related Matters
- CATEGORY 4 - Distribution Requirements
- CATEGORY 5 - Ongoing Requirements for Issuers and Insiders
- CATEGORY 6 - Take-Over Bids and Special Transactions
- CATEGORY 7 - Securities Transactions Outside the Jurisdiction
- CATEGORY 8 - Mutual Funds
- CATEGORY 9 - Derivatives
- Documents not numbered