Rules
- The General Securities Rules (Consolidated to Sept. 28, 2009 including the Fee Schedule and the Forms)
- General Rules of Practice and Procedure;
- Conflict of Interest Rules
Search Results
Records
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| Category: | Number: | Rule: | DD/MM/YY: |
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| 1 | 11-101 | Rule 11-101 (Revocation) Princial Regulator System | 15-07-2009 |
| 1 | 11-102 | Rule 11-102 Passport System | 01-02-2008 |
| 1 | 11-501 | Rule 11-501 Secondment Arrangement | 14-01-1998 |
| 1 | 11-502 | Rule 11-502 Amendments to the General Securities Rules | 16-04-2008 |
| 1 | 11-503 | Rule 11-503 Amendments to the Fee Schedules in the General Securities Rules | 08-04-2009 |
| 1 | 13-101 | Rule 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) | 10-03-2000 |
| 1 | 14-101 | Rule 14-101 Definitions | 17-02-2000 |
| 1 | 14-102 | Rule 14-102 Amendments to NI 14-101 Definitions | 12-02-2003 |
| 1 | 14-501 | Rule 14-501 Definitions | 13-10-2001 |
Records
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Category Legend
- CATEGORY 1 - Procedure and Related Matters
- CATEGORY 2 - Certain Capital Market Participants
- CATEGORY 3 - Registration Requirements and Related Matters
- CATEGORY 4 - Distribution Requirements
- CATEGORY 5 - Ongoing Requirements for Issuers and Insiders
- CATEGORY 6 - Take-Over Bids and Special Transactions
- CATEGORY 7 - Securities Transactions Outside the Jurisdiction
- CATEGORY 8 - Mutual Funds
- CATEGORY 9 - Derivatives
- Documents not numbered