Policies
Note: These are either local policies or national policies that do not relate to a specific national or multilateral instrument.
Records 1 to 9 of 25
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| Number | Policy | DD/MM/YY |
|---|---|---|
| Local Policy 1.2 | Local Policy 1.2 Strip Bonds | 11-01-1988 |
| NP 11-201 | National Policy 11-201 Electronic Delivery of Documents | 18-11-2011 |
| NP 11-202 | NP 11-202 Process for Prospectus Reviews in Multiple Jurisdictions | 28-09-2009 |
| NP 11-203 | Process for Exemptive Relief Applications in Multiple Jurisdictions | 31-07-2012 |
| NP 11-205 | National Policy 11-205 Process for Designation of Credit Rating Organization in Multiple Jurisdictions | 01-02-2012 |
| Policy 11-601 | Policy 11-601 - Routine Access Policy for Nova Scotia Securities Commission | 24-10-2003 |
| NP 12-202 | Revocation of a Compliance-related Cease Trade Order (Amendment Proposed) | 13-09-2012 |
| NP 12-203 | Unofficial consolidation of NP 12-203 Cease Trade Orders for Continuous Disclosure Defaults as of January 1, 2011 | 21-06-2012 |
| NP 12-203 | Cease Trade Orders for Continuous Disclosure Defaults. | 01-09-2008 |
Records 1 to 9 of 25
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