Policies
Note: These are either local policies or national policies that do not relate to a specific national or multilateral instrument.
Records 1 to 9 of 30
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| Number | Policy | DD/MM/YY |
|---|---|---|
| Interpretation Note #1 | Dealers' Duties re: Unregistered Advisers | 26-02-1992 |
| Local Policy 1.2 | Local Policy 1.2 Strip Bonds | 11-01-1988 |
| NP 11-201 | NP 11-201 Delivery of Documents by Electronic Means | 01-01-2000 |
| NP 11-201 | Amendments to NP 11-201 Delivery of Documents by Electronic Means | 01-01-2000 |
| NP 11-202 | NP 11-202 Process for Prospectus Reviews in Multiple Jurisdictions | 17-03-2008 |
| NP 11-203 | NP 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions | 17-03-2008 |
| Policy 11-601 | Policy 11-601 - Routine Access Policy for Nova Scotia Securities Commission | 24-10-2003 |
| NP 12-202 | Revocation of a Compliance-related Cease Trade Order | |
| NP 12-203 | Cease Trade Orders for Continuous Disclosure Defaults. Comes into force on September 1, 2008. | 29-08-2008 |
Records 1 to 9 of 30
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