Fee Schedule

This is an unofficial plain language list. Please see Appendix A of the Rules to the Securities Act for legislated fees.

CHEQUES FOR FEES ARE TO BE MADE PAYABLE TO:
MINISTER OF FINANCE, NOVA SCOTIA

Capital Markets (Registration)

Application for registration or annual maintenance fee of registration as a dealer or an advisor firm $679.15
Application for registration or annual maintenance fee of a Dealing or Advising Representative, Ultimate Designated Person or Chief Compliance Officer $340.15
Application for registration or annual maintenance fee of registration as a Permitted Individual $27.80
Application for reinstatement of registration as an Advising or Dealing Representative of a registered dealer or advisor $113.40
Application to open a location in Nova Acotia $113.40
Application for amendment of registration as a dealer or advisor $113.40

Corporate Finance

Filing a Preliminary Prospectus, Pro Forma Prospectus or Statement of Material Facts $962.60 if NS is not principal regulator $1416.10 if NS is principal regulator
Filing a Prospectus Supplement (not pricing) $962.60
Filing a Pro Forma or Preliminary Simplified Prospectus and Annual Information Form $1359.40 per issuer if NS is not principal regulator $1868.50 per issuer if NS is principal regulator
Filing of an Annual Information Form (under NI 51-102 or under NI 81-106) $1359.40
Additional Class of Securities in a Prospectus $340.15 per class
Amendment of Prospectus per Issuer $113.40 plus $340.15 for each new additional class of securities
If amendment of prospectus is accompanied by a report upon a property or an amended financial statement $170.05 per property or amended financial statement
Report filed with a Prospectus filing relating to properties of Natural Resource Company $113.40 per property
Filing a Rights Offering Circular or Rights Plan $396.80
Filing a Share-Exchange Take-over Bid Circular $396.80
Filing a Director's Circular $113.40
Filing an amendment to a share-exchange take-over bid circular $113.40
Filing a Report of Exempt Distribution (Form 45-106F1, Form 2A purs. to sec. 19 of the CEDC Regs and Form 22A attached to Rule GSR-1 Annual Co-operative Report of Exempt Distribution $27.80
Filing Annual Financial Statements $170.05 if non-exchange member $283.45 if a member of a Canadian exchange
Material Change Reports $27.80
An offering document filed under the Community Economic-Developemt Regulations $27.80

Exemptions and Commission Orders

Application under Section 79 of the Act $510.20
Application pursuant to any other provision of Nova Scotia securities laws, policy statements issued pursuant to sec. 19 of the Act not otherwise provided for $396.80
Every application to the Commission on an expedited basis an additional $396.80