Fee Schedule
This is an unofficial plain language list. Please see Appendix A of the Rules to the Securities Act for legislated fees.
CHEQUES FOR FEES ARE TO BE MADE PAYABLE TO:
MINISTER OF FINANCE, NOVA SCOTIA
Capital Markets (Registration)
|
|
| Application for registration or renewal of registration as an underwriter or a dealer, other than a security issuer, or an advisor |
$611 |
| Application for registration or renewal of registration as a security issuer |
$408 |
| Application for registration or renewal of registration as a salesman of a registered dealer or as a partner or officer of a registered dealer or advisor |
$306 |
| Application by an individual for registration or renewal of registration as an advisor |
$611 |
| Application for reinstatement or transfer of registration as a salesman or as a partner or officer of a registered dealer |
$102 |
| Application by a registrant for a branch office or sub-branch office in Nova Scotia |
$102 per office |
| Application for amendment of registration as a dealer, advisor or underwriter |
$102 |
Corporate Finance
|
|
| Filing a Preliminary Prospectus, Pro Forma Prospectus or Statement of Material Facts |
$866 if NS is not principal regulator $1274 if NS is principal regulator |
| Filing a Prospectus Supplement (not pricing) |
$866 |
| Filing a Pro Forma or Preliminary Simplified Prospectus and Annual Information Form |
$1274 per issuer if NS is not principal regulator $1681 per issuer if NS is principal regulator |
| Filing of an Annual Information Form (under NI 51-102 or under NI 81-106) |
$1223 |
| Additional Class of Securities in a Prospectus |
$306 per class |
| Amendment of Prospectus per Iissuer |
$102 plus $306 for each new additional class of securities |
| If amendment of prospectus is accompanied by a report upon a property or an amended financial statement |
$153 per property or amended financial statement |
| Report filed with a Prospectus filing relating to properties of Natural Resource Company |
$102 per property |
| Filing a Rights Offering Circular or Rights Plan |
$357 |
| Filing a Share-Exchange Take-over Bid Circular |
$357 |
| Filing a Director's Circular |
$102 |
| Filing an amendment to a share-exchange take-over bid circular |
$102 |
| Filing a Form 20 or Form 45-106 FI |
$25 |
| Filing Annual Financial Statements |
$153 if non-exchange member $255 if a member of a Canadian exchange |
| Material Change Reports |
$25 |
| An offering document filed under the Community Economic-Developemt Regulations |
$25 |
Exemptions and Commission Orders
|
|
| Application under Section 79 of the Act |
$459 |
| Application pursuant to any other provision of Nova Scotia securities laws, policy statements issued pursuant to sec. 19 of the Act not otherwise provided for |
$357 |
| Every application to the Commission on an expedited basis an additional |
$357 |