Fee Schedule
This is an unofficial plain language list. Please see Appendix A of the Rules to the Securities Act for legislated fees.
CHEQUES FOR FEES ARE TO BE MADE PAYABLE TO:
MINISTER OF FINANCE, NOVA SCOTIA
Capital Markets (Registration)
|
|
| Application for registration or annual maintenance fee of registration as a dealer or an advisor firm |
$679.15 |
| Application for registration or annual maintenance fee of a Dealing or Advising Representative, Ultimate Designated Person or Chief Compliance Officer |
$340.15 |
| Application for registration or annual maintenance fee of registration as a Permitted Individual |
$27.80 |
| Application for reinstatement of registration as an Advising or Dealing Representative of a registered dealer or advisor |
$113.40 |
| Application to open a location in Nova Acotia |
$113.40 |
| Application for amendment of registration as a dealer or advisor |
$113.40 |
Corporate Finance
|
|
| Filing a Preliminary Prospectus, Pro Forma Prospectus or Statement of Material Facts |
$962.60 if NS is not principal regulator $1416.10 if NS is principal regulator |
| Filing a Prospectus Supplement (not pricing) |
$962.60 |
| Filing a Pro Forma or Preliminary Simplified Prospectus and Annual Information Form |
$1359.40 per issuer if NS is not principal regulator $1868.50 per issuer if NS is principal regulator |
| Filing of an Annual Information Form (under NI 51-102 or under NI 81-106) |
$1359.40 |
| Additional Class of Securities in a Prospectus |
$340.15 per class |
| Amendment of Prospectus per Issuer |
$113.40 plus $340.15 for each new additional class of securities |
| If amendment of prospectus is accompanied by a report upon a property or an amended financial statement |
$170.05 per property or amended financial statement |
| Report filed with a Prospectus filing relating to properties of Natural Resource Company |
$113.40 per property |
| Filing a Rights Offering Circular or Rights Plan |
$396.80 |
| Filing a Share-Exchange Take-over Bid Circular |
$396.80 |
| Filing a Director's Circular |
$113.40 |
| Filing an amendment to a share-exchange take-over bid circular |
$113.40 |
| Filing a Report of Exempt Distribution (Form 45-106F1, Form 2A purs. to sec. 19 of the CEDC Regs and Form 22A attached to Rule GSR-1 Annual Co-operative Report of Exempt Distribution |
$27.80 |
| Filing Annual Financial Statements |
$170.05 if non-exchange member $283.45 if a member of a Canadian exchange |
| Material Change Reports |
$27.80 |
| An offering document filed under the Community Economic-Developemt Regulations |
$27.80 |
Exemptions and Commission Orders
|
|
| Application under Section 79 of the Act |
$510.20 |
| Application pursuant to any other provision of Nova Scotia securities laws, policy statements issued pursuant to sec. 19 of the Act not otherwise provided for |
$396.80 |
| Every application to the Commission on an expedited basis an additional |
$396.80 |