Fee Schedule

This is an unofficial plain language list. Please see Appendix A of the Rules to the Securities Act for legislated fees.

CHEQUES FOR FEES ARE TO BE MADE PAYABLE TO:
MINISTER OF FINANCE, NOVA SCOTIA

Capital Markets (Registration)

Application for registration or renewal of registration as an underwriter or a dealer, other than a security issuer, or an advisor $611
Application for registration or renewal of registration as a security issuer $408
Application for registration or renewal of registration as a salesman of a registered dealer or as a partner or officer of a registered dealer or advisor $306
Application by an individual for registration or renewal of registration as an advisor $611
Application for reinstatement or transfer of registration as a salesman or as a partner or officer of a registered dealer $102
Application by a registrant for a branch office or sub-branch office in Nova Scotia $102 per office
Application for amendment of registration as a dealer, advisor or underwriter $102

Corporate Finance

Filing a Preliminary Prospectus, Pro Forma Prospectus or Statement of Material Facts $866 if NS is not principal regulator $1274 if NS is principal regulator
Filing a Prospectus Supplement (not pricing) $866
Filing a Pro Forma or Preliminary Simplified Prospectus and Annual Information Form $1274 per issuer if NS is not principal regulator $1681 per issuer if NS is principal regulator
Filing of an Annual Information Form (under NI 51-102 or under NI 81-106) $1223
Additional Class of Securities in a Prospectus $306 per class
Amendment of Prospectus per Iissuer $102 plus $306 for each new additional class of securities
If amendment of prospectus is accompanied by a report upon a property or an amended financial statement $153 per property or amended financial statement
Report filed with a Prospectus filing relating to properties of Natural Resource Company $102 per property
Filing a Rights Offering Circular or Rights Plan $357
Filing a Share-Exchange Take-over Bid Circular $357
Filing a Director's Circular $102
Filing an amendment to a share-exchange take-over bid circular $102
Filing a Form 20 or Form 45-106 FI $25
Filing Annual Financial Statements $153 if non-exchange member $255 if a member of a Canadian exchange
Material Change Reports $25
An offering document filed under the Community Economic-Developemt Regulations $25

Exemptions and Commission Orders

Application under Section 79 of the Act $459
Application pursuant to any other provision of Nova Scotia securities laws, policy statements issued pursuant to sec. 19 of the Act not otherwise provided for $357
Every application to the Commission on an expedited basis an additional $357