Fee Schedule

This is an unofficial plain language list. Please see Appendix A of the Rules to the Securities Act for legislated fees.

CHEQUES FOR FEES ARE TO BE MADE PAYABLE TO:
MINISTER OF FINANCE, NOVA SCOTIA

Capital Markets (Registration)

Application for registration or renewal of registration as an underwriter or a dealer, other than a security issuer, or an advisor $629.33
Application for registration or renewal of registration as a security issuer $420.24
Application for registration or renewal of registration as a salesman of a registered dealer or as a partner or officer of a registered dealer or advisor $315.18
Application by an individual for registration or renewal of registration as an advisor $629.33
Application for reinstatement or transfer of registration as a salesman or as a partner or officer of a registered dealer $105.06
Application by a registrant for a branch office or sub-branch office in Nova Scotia $105.06 per office
Application for amendment of registration as a dealer, advisor or underwriter $105.06

Corporate Finance

Filing a Preliminary Prospectus, Pro Forma Prospectus or Statement of Material Facts $891.98 if NS is not principal regulator $1312.22 if NS is principal regulator
Filing a Prospectus Supplement (not pricing) $891.98
Filing a Pro Forma or Preliminary Simplified Prospectus and Annual Information Form $1259.69 per issuer if NS is not principal regulator $1731.43 per issuer if NS is principal regulator
Filing of an Annual Information Form (under NI 51-102 or under NI 81-106) $1259.69
Additional Class of Securities in a Prospectus $315.18 per class
Amendment of Prospectus per Iissuer $105.06 plus $315.18 for each new additional class of securities
If amendment of prospectus is accompanied by a report upon a property or an amended financial statement $157.59 per property or amended financial statement
Report filed with a Prospectus filing relating to properties of Natural Resource Company $105.06 per property
Filing a Rights Offering Circular or Rights Plan $367.71
Filing a Share-Exchange Take-over Bid Circular $367.71
Filing a Director's Circular $105.06
Filing an amendment to a share-exchange take-over bid circular $105.06
Filing a Report of Exempt Distribution (Form 45-106F1, Form 2A purs. to sec. 19 of the CEDC Regs and Form 22A attached to Rule GSR-1 Annual Co-operative Report of Exempt Distribution $25.75
Filing Annual Financial Statements $157.59 if non-exchange member $262.65 if a member of a Canadian exchange
Material Change Reports $25.75
An offering document filed under the Community Economic-Developemt Regulations $25.75

Exemptions and Commission Orders

Application under Section 79 of the Act $472.77
Application pursuant to any other provision of Nova Scotia securities laws, policy statements issued pursuant to sec. 19 of the Act not otherwise provided for $367.71
Every application to the Commission on an expedited basis an additional $367.71