Registration Information and Forms
- Approval Order - MFDA Investor Protection Corporation and Mutual Fund Dealers Association of Canada
- Registered Dealers, Advisers and Underwriters
- NRD - Frequently Asked Questions
- Nova Scotia Resident Registrants
The following forms are being provided to you for your convenience. To use the forms correctly you must have Adobe Acrobat Reader installed. Accessible PDF options.
- Form 33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals
- Form 33-109F2 Change or Surrender of Individual Categories
- Form 33-109F3 Business Locations Other Than Head Office
- Form 33-109F4 Registration of Individuals and Review of Permitted Individuals
- Form 33-109F5 Change of Registration Information
- Form 33-109F6 Firm Registration
- Form 33-109F7 Reinstatement of Registered Individuals and Permitted Individuals
- RCMP Records/Request Form This form must be submitted with any Form 33-109F4 application.
- Form 31-103F2 Submission to Jurisdiction and Appointment of Agent
Contacts:
Brian Murphy
Deputy Director, Capital Markets
Phone: (902) 424-4592
Fax: (902) 424-4625
E-Mail: murphybw@gov.ns.ca
Eva Briand
Registration Assistant
Phone: (902) 424-4571
E-Mail: briandem@gov.ns.ca
National Registration Database
Help Line: 1-800-219-5381