Registration Information and Forms
- Approval Order - MFDA Investor Protection Corporation and Mutual Fund Dealers Association of Canada
- NRD - Frequently Asked Questions
- Initial Registration Requirements for Firms located in Nova Scotia
The following forms are being provided to you for your convenience. To use the forms correctly you must have Adobe Acrobat Reader installed. Accessible PDF options.
- Form 33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals
- Form 33-109F2 Change or Surrender of Individual Categories
- Form 33-109F3 Business Locations Other Than Head Office
- Form 33-109F4 Registration of Individuals and Review of Permitted Individuals
- Form 33-109F5 Change of Registration Information
- Form 33-109F6 Firm Registration
- Form 33-109F7 Reinstatement of Registered Individuals and Permitted Individuals
- RCMP Records/Request Form This form must be submitted with any Form 33-109F4 application.
- Form 31-103F2 Submission to Jurisdiction and Appointment of Agent
Suppression of Terrorism:
Contacts:
Brian Murphy
Deputy Director, Capital Markets
Phone: (902) 424-4592
Fax: (902) 424-4625
E-Mail: murphybw@gov.ns.ca
National Registration Database
Help Line: 1-800-219-5381